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A New Index to Evaluate the Potential Damage of a Surge Event: The Surge Severity Coefficient

[+] Author Affiliations
Enrico Munari, Michele Pinelli

University of Ferrara, Ferrara, Italy

Mirko Morini

University of Parma, Parma, Italy

Klaus Brun, Sarah Simons

Southwest Research Institute, San Antonio, TX

Rainer Kurz

Solar Turbines, Inc., San Diego, CA

Paper No. GT2018-76185, pp. V009T27A021; 13 pages
  • ASME Turbo Expo 2018: Turbomachinery Technical Conference and Exposition
  • Volume 9: Oil and Gas Applications; Supercritical CO2 Power Cycles; Wind Energy
  • Oslo, Norway, June 11–15, 2018
  • Conference Sponsors: International Gas Turbine Institute
  • ISBN: 978-0-7918-5118-0
  • Copyright © 2018 by ASME and Solar Turbines Incorporated


Industrial compressors suffer from strong aerodynamic instability that arises when low ranges of flow rate are achieved; this instability is called surge. This phenomenon creates strong vibrations and forces acting on the compressor and system components due to the fact that it produces variable time averaged mass flow and pressure. Therefore, surge is dangerous not only for aerodynamic structures but also for mechanical parts. Surge is usually prevented in industrial plants by means of anti-surge systems which act as soon as surge occurs, however some rapid transients or system upsets can lead the compressor to surge anyway. Despite the fact that surge can be classified as mild, classic or deep, depending on the amplitudes and frequency of the fluctuations, operators are used to simply referring to surge, without making a distinction between the three main classes. This is one of the reasons why, when surge occurs in industrial plants, it is common practice to stop the machine to perform inspections and check if any damage occurred. Obviously, this implies maintenance costs and time, during which the machine does not operate. On the other hand, not all surge events are dangerous in terms of damage, and they can be tolerated by the mechanical structures of the compressor; thus, in these cases, inspections would not be required. Unfortunately, a method for establishing the potential damage of a surge event is not available in literature. In order to fill this gap, this paper proposes a final formulation of a surge severity index, which was only preliminarily formulated by the authors in a previous work. The preliminary form of this coefficient demonstrated some limitations which are overcome in this paper. The surge severity index derives from an energy-force based analysis. The coefficient demonstration is carried out in this paper by means of i) the application of the Buckingham’s Pi-theorem, and ii) a careful analysis of the causative and restorative factors of surge. Finally, some simple practical evaluations are shown by means of a sensitivity analysis, using simulation results of an existing model, to effectively further highlight the consistency of this coefficient for industry.

Copyright © 2018 by ASME and Solar Turbines Incorporated
Topics: Surges , Damage



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